Retirement Plan Specialists & Investment Consultants

Jocelyn Investment Management, LLC is a Registered Investment Advisory firm providing asset management services focused on: Retirement Plans for businesses and Wealth Management for high net worth and high income individuals.

For our Retirement Plan Clients:

Plan Sponsors and 401(k) plan committees often do not have the necessary tools and/or expertise to discharge their required responsibilities and duties under the Employee Retirement Income Security Act of 1974 (ERISA); our firm has developed a systematic written process to assist the Plan Fiduciaries to successfully discharge their fiduciary duties in the following ways:

Assist the Committee in the selection of the plan investments; monitor and measure investment fund managers against their peer group and applicable benchmark index each quarter.

Attend and conduct periodic meetings with the Administrative committee to review the investments held within the Plan, assist the Committee with the preparation and maintenance of committee minutes and documentation of the Administrative Committee meetings.

Assist the Plan Sponsor with the communication of the Plan to the plan participants.

Have us review your Retirement or 401(k) Plan

Please contact us and we would be glad to review your retirement plan program. We look forward to hearing from you. Our firm is a fee only investment advisory firm.

Our sister firm, Jocelyn Pension Consulting, LLC, provides administrative, consulting and recordkeeping services to all types of retirement plans including 401(k) plans, profit sharing plans, defined benefit pension plans and cash balance pension plans.


Phone: 415-256-1795
Fax: 415.532.2366


100 Smith Ranch Road, Ste. 329
San Rafael, CA 94903